Estrutura de governança, gestão de riscos e conformidade nas contratações públicas

Abstract

This report examines the implementation of Governance, Risk and Compliance (GRC) mechanisms in Brazilian states, with a special focus on the application of these practices in the phases of public procurement. With the enactment of the New Bidding and Contracts Law (NLLC) in 2021, there was a significant evolution in the regulation and standardization of GRC practices in public procurement, promoting a more robust and integrated governance structure. The general objective of the research is to map the adoption of GRC practices in state public administrations, seeking to identify good practices, classify them according to the types of mechanisms and phases of contracting, in addition to establishing a baseline for comparison between the pre- and post-NLLC periods. The study adopted a qualitative-quantitative and descriptive approach, with data collection on electronic portals of the state secretariats, complemented by requests via E-SIC. The comparative analysis of the data was carried out using descriptive statistical techniques using the Excel program. The results indicate significant advances in the standardization and adoption of GRC practices after the NLLC, although there is still inequality between the Brazilian regions. While public governance is widely implemented, risk management and compliance still require greater dissemination. Although it recognizes limitations, such as unequal access to data and heterogeneous implementation of GRC, the work highlights the positive impact of GRC mechanisms on the modernization of Public Management. The research concludes that strengthening GRC mechanisms is essential to promote greater efficiency, transparency and integrity in public management. However, the need for technical and political support for states that still face difficulties in institutionalizing these practices is highlighted. In addition, it suggests deepening future studies to analyze practical impacts and explore the use of technologies in public governance.